Building a HACCP program: verification and record keeping
This year we have taken you step-by-step
through the development of a personalized food safety plan for your
establishment. In January’s article, “How to Begin
Developing a Food Safety Program,” you evaluated your
establishment’s current commitment to food safety training
and practices. You learned that a food safety system cannot be
built without food safety knowledge and correct Standard Operating
Procedures (SOPs). You became aware of basic pre- requisites:
proper personal hygiene, sanitation, equipment maintenance and good
suppliers. To create the foundation for a total food safety system,
you accessed the experience of regulatory agencies, educators,
trainers and other establishments implementing food safety
systems.
In our article, “Keeping Food Safety Hazards in
Check,” you began working with the principles
of the Hazard Analysis Critical Control Point (HACCP) system to
produce a personalized food safety program. First, you conducted a
hazard analysis to identify potentially hazardous foods, areas of
possible cross-contamination and places where a breakdown in food
safety could occur. You then learned that a “critical control
point” (CCP) is a step that must be done correctly to keep
food safe. CCPs in the day-to-day process will vary depending upon
the food and the way it is received, stored, prepared and
served.
In the article, “Is Your Food Safety Plan
Working,” you learned to keep CCPs under
control using monitoring procedures to ensure they met
“critical limits”—the minimum or maximum value of
food safety factors such as temperature and time—for the
prevention of food hazards. If a food’s CCP is cooking, for
example, then its critical limit is the minimum internal
temperature it must be heated to in order to be safe. You then
developed procedures to monitor your CCPs, decided how often to
check possible food safety hazards, and established who in the
operation would be responsible for the process. You also determined
specific corrective actions in case a critical limit is not
met.
Up to this point you have validated your commitment to food safety
by learning the basic principles of the HACCP system and
personalizing that system to keep the work environment safe. But no
system is perfect at first. A total food safety system is, by
definition, a system that has been tested and proven effective in
preventing foodborne illness. Before a HACCP plan can be considered
complete, you must create a system of verification that reviews
procedures daily to identify what is working well and where
modifications are necessary.
Verification and Recordkeeping
Do your food safety practices work as intended? Are
changes needed? After establishing HACCP procedures, you must
verify that each step leads to proper food safety results.
Verification procedures may include evaluation of CCPs and critical
limits to determine if they are still appropriate; confirmation
that monitoring alerts staff about hazards; and visual inspections
to ensure that corrective actions are always taken.
“Food safety procedures are not good if our employees
don’t use them, or don’t use them
systematically,” says David Jacobson, director of restaurant
operations at the Prescott Brewing Company, an independent
full-service restaurant and brewery in Prescott, Arizona.
“Verification proves that we are accomplishing our food
safety goals. It also provides extra insight into our safety
measures—the first time we verified our HACCP procedures, we
discovered hazards that we were unaware of initially. Because we
went back to verify, we were able to address those hazards and
prevent them from becoming food safety problems.”
When you verify, watch for procedures that work in theory, but need
adjustment to be effective in a constantly changing restaurant
environment. HACCP is a living plan that needs modification when
any new element enters the establishment; A new menu item,
supplier, process or piece of equipment could change the food
hazards and the effectiveness of procedures.
For health officials such as David Ludwig, manager of the
Environmental Health Division for Maricopa County Health Department
in Arizona, HACCP verification builds a bridge between industry
goals and health regulations. “If we send out inspectors with
44-item checklists, we give mixed messages to both the owners and
the employees. A positive relationship between regulators and the
industry is crucial for the inspection process to be
constructive,” says Ludwig. “The Maricopa County Health
Department has a HACCP alliance with local industry
partners—they send us their HACCP information and we tailor
our inspections using their individual Critical Control
issues.
Established records help the process of verification by tracking
food safety actions. “The most efficient verification process
addresses previously documented problems to double-check the
accuracy of the control action,” states Ludwig. Examples of
records include time-temperature logs, SOPs, calibration records
and product specifications. Maintained records should include
information gathered when performing monitoring activities, taking
a corrective action, checking equipment function, and dealing with
supplier specifications.
Because hazards may change, plan to regularly evaluate monitoring
charts, records and hazard analysis checklists for performance. In
addition, specify who should perform what documentation, when it
should be performed, and how. “With electronic processes,
recordkeeping is becoming much easier,” says David Ludwig.
“When a challenge occurs, you can now use your
pre-established HACCP computer database to record both the problem
and the corrective action you take. Once your HACCP plan is up and
running, you may be able to reduce recordkeeping even further. A
well-engineered HACCP plan, thoroughly reviewed by the
establishment and regulatory officials, could result in a set SOP
that makes certain recordkeeping unnecessary.” Remember,
while developing your HACCP plan, keep all documentation on
computers or other accessible formats as it will be used in plan
verification and modification later.
Putting It All Together
Training, the last step in the creation of the HACCP
plan, allows you to put all the pieces together. A training program
integrates safety procedures, corrective actions and recordkeeping
methods into each employee’s job duties to create uniform
reactions and behavior. Specific HACCP procedures can also be
easily included in your establishment’s pre-existing food
safety training program or general orientation session for new
hires.
Whether you are starting from scratch or adding to your
establishment’s present employee training, a good HACCP
training program should:
- Explain the importance of food safety to the business, the customer and the employee
- Visually demonstrate all steps and procedures
- Allow employees to practice those steps
- Provide feedback and tests to reinforce information
- Make the training and learning experience engaging to employees
For Prescott Brewing Company, which makes all
of its food from scratch, HACCP techniques are integral to employee
training. “Our 60 employees follow HACCP just like they
follow our recipes or implement any other procedure. It just
becomes part of what they do,” says Jacobson. Incorporating
HACCP into a formal training program promotes adherence to
procedures while instilling food safety principles.
Darden Restaurants of Orlando exemplifies the enduring value of
food safety training. “We first implemented our HACCP plan in
1979, before food safety awareness or training programs became
prevalent,” says C. Dee Clingman, vice president of quality
assurance for Darden Restaurants. “Darden Restaurants was the
first restaurant company in the U.S. that required mandatory
foodservice manager certification. Today, the company operates four
different restaurant concepts with establishments across North
America, all of which include our HACCP training.
When you put together the basic steps of the HACCP
plan—conducting a hazard analysis, determining CCPs,
establishing critical limits, setting up monitoring procedures,
implementing corrective actions, and verifying and documenting
procedures for training—you create a living and evolving food
safety program. As your company changes and grows, so will your
HACCP procedures.
With procedures verified and staff trained, you now have a complete
HACCP system in place. Through your commitment to food safety and
daily use of your HACCP program, you know your staff has the
knowledge and tools to keep proper food safety procedures top of
mind in your establishment.
Jorge Hernandez is director of technical education at the National
Restaurant Association Educational Foundation.
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